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Enforcement Action Ranks

Enforcement LevelLevel 3 indicates return to compliance; Level 2 indicates formal enforcement; Level 1 indicates informal inforcement (does not count as addressed with respect to the system score); Level 0 is not accounted for in the system score nor is it displayed on the violsum webpage.

Rank1:  When a violation is associated with multiple enforcement actions, the enforcement with the lowest 'Rank1' (closest to 1) will be displayed.
Rank1 Aggregate:  If a violation has multiple enforcements with the same 'Rank1' (e.g., RTC/SOX), a value of 'MIN' indicates to display the one with oldest status date or a value of 'MAX' indicates to display the one with the most recent status date.
Rank2:  If a violation has multiple enforcements with the same 'Rank1' AND Min/Max date, the one with the lowest 'Rank2' (closest to 1) is displayed.

FED CODE is the enforcement code reported to EPA; if no FED CODE is listed, the enforcement action is not reported to EPA.

ENFORCEMENT CODES IN USE Show Notes & SDWIS Comments
Enf ISN Enf
Code
FED
CODE
SDWIS Name Online Text Enf Level
(Severity)
Rank1 Rank1
Aggregate
Rank2
117 OR RTC SOX RETURNED TO COMPLIANCE Returned To Compliance 3 1 MIN 1
72 HQ SOX SOX ST COMPLIANCE ACHIEVED Returned To Compliance 3 1 MIN 2
82 HQ SO0 SO0 ST NO LONGER SUBJECT TO RULE No Longer Required To Comply 3 1 MIN 3
66 HQ SO6 SO6 ST INTENTIONAL NO-ACTION No Additional Action Needed 3 2 MIN 1
116 OR 4.. SO8 REFERRED TO EPA Referred To EPA For Enforcement 2 11 MAX 1
4 HQ SF% ST CIVIL CASE CONCLUDED Final Court Order 2 12 MAX 1
40 HQ SFR SFR ST CONSENT DECREE/JUDGEMENT Court Order Issued 2 13 MAX 1
38 HQ SFQ ST CIVIL CASE FILED Civil Complaint 2 14 MAX 1
77 HQ SFM SFM ST ADMIN PENALTY ASSESSED Penalty Assessed 2 15 MAX 1
78 HQ SFO SFO ST AO (W/PENALTY) ISSUED Administrative Order 2 16 MAX 1
30 HQ SFK SFK ST BCA SIGNED Bilateral Compliance Agreement Signed 2 18 MAX 1
32 HQ SFL SFL ST AO (W/O PENALTY) ISSUED Notice of Noncompliance Issued 1 17 MAX 1
131 OR OWL SFJ OREGON WARNING LETTER Warning Letter 1 19 MAX 1
28 HQ SFJ SFJ ST FORMAL NOV ISSUED Notice of Noncompliance Issued 1 19 MAX 2
130 OR OIS SFJ OR INFORMAL COMPLIANCE SCHEDULE Informal Compliance Schedule 1 20 MAX 1
128 OR OIJ OR INFORMAL NOV ISSUED Administrative Notice Issued 1 31 MAX 1
62 HQ SIF SIF ST PUBLIC NOTIF RECEIVED Issued Public Notice 1 32 MIN 1
53 HQ EIF SIF FED PUBLIC NOTIF RECEIVED Issued Public Notice 1 32 MIN 2
60 HQ SIE SIE ST PUBLIC NOTIF REQUESTED Public Notice Required 1 33 MIN 1
125 OR LRS SYSTEM REPORTED LATE TO STATE Reported Late To State By Water System 1 34 MIN 1
129 OR LAB LAB REPORTED LATE TO STATE Reported Late To State By Laboratory 1 34 MIN 2
52 HQ SIA SIA ST VIOLATION/REMINDER NOTICE Violation Advisory 1 35 MAX 1

ENFORCEMENT CODES NOT IN USE
Enf ISN Enf
Code
FED
CODE
SDWIS Name Online Text Enf Level
(Severity)
Rank1 Rank1
Aggregate
Rank2
86 OR 1.. WATER SYSTEM SURVEY 0 0
87 OR 1A. CPE (COMPREHENSIVE PERFORMANCE EVAL.) 0 0
88 OR 1B. WATERSHED EVALUATION 0 0
89 OR 1C. SANITARY HAZARDS INSPECTION 0 0
90 OR 1D. WATER TREATMENT PLANT EVALUATION* 0 0
91 OR 1E. CAPACITY ASSESSMENT 0 0
104 OR 1F. WATER SYSTEM SURVEY FOLLOW-UP 0 0
105 OR 1G. PR CONSTRUCTION INSPECTION 0 0
106 OR 1H. SNC INVESTIGATION* 0 0
107 OR 1I. SNC RESOLUTION* 0 0
115 OR 1J. EMERGENCY RESPONSE PLAN COMPLETED 0 0
121 OR 1K. VULNERABILITY ASSESSMENT CERTIFICATION 0 0
122 OR 1M. EMERGENCY RESP PLAN ON-SITE CONSULT 0 0
92 OR 2A. TRAINING 0 0
108 OR 2B. BOIL WATER* 0 0
109 OR 2C. COMPLAINT INVESTIGATION 0 0
110 OR 2D. DISEASE INVESTIGATION 0 0
93 OR 2E. EMERGENCY RESPONSE/OERS 0 0
120 OR 2F. AWOP PBT COMPLETED 0 0
94 OR 2G. PLAN REVIEW 0 0
111 OR 2H. REGULATORY ASSISTANCE 0 0
95 OR 2I. ALERT/WQ INVESTIGATION* 0 0
127 OR 2J. PNC SYSTEM (PRIORITY NON-COMPLIER) 0 0
96 OR 2M. INFORMAL INSPECTION 0 0
97 OR 2O. OTHER 0 0
112 OR 2P. CAPACITY DEVELOPMENT 0 0
113 OR 2R. MONITORING/REPORTNG VIOLATION* 0 0
98 OR 2S. SAMPLE COLLECTION 0 0
99 OR 2T. CIRCUIT RIDER ASSISTANCE 0 0
100 OR 2V. ENFORCEMENT* 0 0
114 OR 2W. DW PROTECTION 0 0
101 OR 2X. CROSS CONNECTION 0 0
124 OR 2Y. EMERGENCY RESP PLAN INITIAL CONTACT 0 0
102 OR 3A. CCR RECEIVED FROM WS 0 0
103 OR 3B. CCR CERTIFICATION LETTER RECVD FROM WS 0 0
5 HQ EF! FED PAO ISSUED 0 0
11 HQ EF% FED CIVIL CASE CONCLUDED 0 0
3 HQ EF& FED CRIM CASE REFERRED TO DOJ 0 0
7 HQ EF- FED CFP CONSENT ORDER/DECREE W/PENALTY 0 0
9 HQ EF/ FED 1431 (EMERGENCY) ORDER 0 0
1 HQ EF< FED CFP ISSUED 0 0
13 HQ EF= FED CFP DEFAULT JUDGEMENT 0 0
41 HQ EF9 FED CIVIL CASE REFERRED TO DOJ 0 0
15 HQ EFG FED PUBLIC NOTIF ISSUED 0 0
17 HQ EFH FED BOIL WATER ORDER 0 0
19 HQ EFJ FED FORMAL NOV ISSUED 0 0
21 HQ EFK FED BCA SIGNED 0 0
23 HQ EFL FED FAO ISSUED 0 0
25 HQ EFN FED SHOW-CAUSE HEARING 0 0
27 HQ EFQ FED CIVIL CASE FILED 0 0
29 HQ EFR FED CONSENT DECREE/JUDGEMENT 0 0
31 HQ EFS FED DEFAULT JUDGEMENT 0 0
33 HQ EFT FED INJUNCTION 0 0
35 HQ EFU FED TEMP RESTRAIN ORDER/PRELIM INJUNC 0 0
37 HQ EFV FED CRIM CASE FILED 0 0
39 HQ EFW FED CRIM CASE CONCLUDED 0 0
43 HQ EIA FED VIOLATION/REMINDER NOTICE 0 0
45 HQ EIB FED COMPLIANCE MEETING CONDUCTED 0 0
47 HQ EIC FED TECH ASSISTANCE VISIT 0 0
49 HQ EID FED SITE VISIT (ENFORCEMENT) 0 0
51 HQ EIE FED PUBLIC NOTIF REQUESTED 0 0
81 HQ EII FEDERAL CCR FOLLOW-UP NOTICE 0 0
55 HQ EO+ FED NO ADDTL FORMAL ACTION NEEDED 0 0
83 HQ EO0 FED NO LONGER SUBJECT TO RULE 0 0
63 HQ EO6 FED INTENTIONAL NO-ACTION 0 0
65 HQ EO7 FED UNRESOLVED 0 0
67 HQ EO8 FED OTHER 0 0
57 HQ EOX FED COMPLIANCE ACHIEVED 0 0
59 HQ EOY FED VARIANCE/EXEMPTION ISSUED 0 0
61 HQ EOZ FED TURBIDITY WAIVER ISSUED 0 0
118 OR PED PUBLIC EDUCATION FOR LCR RECEIVED 0 0
119 OR PNR PUBLIC NOTICE RECEIVED 0 0
6 HQ SF& ST CRIM CASE REFERRED TO AG 0 0
18 HQ SF3 ST CASE APPEALED 0 0
79 HQ SF4 ST CASE DROPPED 0 0
20 HQ SF5 ST HOOK-UP/EXTENSION BAN 0 0
22 HQ SF9 ST CIVIL CASE REFERRED TO AG 0 0
24 HQ SFG ST PUBLIC NOTIF ISSUED 0 0
26 HQ SFH ST BOIL WATER ORDER 0 0
34 HQ SFN ST SHOW-CAUSE HEARING 0 0
36 HQ SFP ST CIVIL CASE UNDER DEVELOPMENT 0 0
42 HQ SFS ST DEFAULT JUDGEMENT 0 0
44 HQ SFT SFT ST INJUNCTION 0 0
46 HQ SFU ST TEMP RESTRAIN ORDER/PRELIM INJUNC 0 0
48 HQ SFV ST CRIM CASE FILED 0 0
50 HQ SFW ST CRIM CASE CONCLUDED 0 0
54 HQ SIB ST COMPLIANCE MEETING CONDUCTED 0 0
56 HQ SIC ST TECH ASSISTANCE VISIT 0 0
58 HQ SID ST SITE VISIT (ENFORCEMENT) 0 0
80 HQ SII STATE CCR FOLLOW-UP NOTICE 0 0
64 HQ SO+ ST NO ADDTL FORMAL ACTION NEEDED 0 0
68 HQ SO7 ST UNRESOLVED 0 0
70 HQ SO8 ST OTHER 0 0
74 HQ SOY ST VARIANCE/EXEMPTION ISSUED 0 0
76 HQ SOZ ST TURBIDITY WAIVER ISSUED 0 0

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